-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CFMuu16+AFACCAjsE3WMxrS2JV3eXObTQW6Af0w0BpXwdiJrRVjsnt96CdcdtYyj Z45G5McJRRK7c2PV+vnAaA== 0000932799-00-000039.txt : 20000404 0000932799-00-000039.hdr.sgml : 20000404 ACCESSION NUMBER: 0000932799-00-000039 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000403 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CYPRESS BIOSCIENCE INC CENTRAL INDEX KEY: 0000716054 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 222389839 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-35589 FILM NUMBER: 592618 BUSINESS ADDRESS: STREET 1: 4350 EXECUTIVE DRIVE,SUITE 325 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 2062989400 MAIL ADDRESS: STREET 1: 401 QUEEN ANNE AVE NORTH CITY: SEATTLE STATE: WA ZIP: 98109 FORMER COMPANY: FORMER CONFORMED NAME: IMRE CORP DATE OF NAME CHANGE: 19920703 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: ALLEN & CO INC/ALLEN HOLDING INC CENTRAL INDEX KEY: 0000904807 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: NY FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 BUSINESS PHONE: 2128328300 MAIL ADDRESS: STREET 1: 711 FIFTH AVENUE CITY: NEW YORK STATE: NY ZIP: 10022 SC 13D/A 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 24) CYPRESS BIOSCIENCE INCORPORATED (Name of Issuer) Common Stock $0.02 Par Value (Title of Class of Securities) 449695303 (CUSIP Number) Allen & Company Incorporated 711 Fifth Avenue, New York, New York 10022, (212) 832-8000 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) February 18, 2000 (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Section 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 ============================================================================ SCHEDULE 13D --------------------- --------------- CUSIP No. 449695303 Page 2 --------------------- --------------- ====================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ALLEN HOLDING INC. ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] --------------------------------------------------------------------- 3 SEC USE ONLY --------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable --------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ---------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION Delaware --------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ---------------------------------------------------------------------- 7 SOLE VOTING POWER 0 ---------------------------------------------------------------------- 8 SHARED VOTING POWER 0 ---------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 0 ---------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ---------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 0 ---------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] Excluding 1,150,981 shares ---------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 0.0% ---------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* HC==================================================================== SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SCHEDULE 13D --------------------- --------------- CUSIP No. 449695303 Page 3 --------------------- --------------- ====================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON ALLEN & COMPANY INCORPORATED --------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ---------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------- 4 SOURCE OF FUNDS* WC ---------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(e) [ ] ---------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION New York --------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH --------------------------------------------------------------------- 7 SOLE VOTING POWER 1,150,981 Shares ---------------------------------------------------------------------- 8 SHARED VOTING POWER 0 --------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 1,150,981 Shares ---------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ---------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,150,981 Shares ---------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [X] ---------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 2.4% ---------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* BC,CO ====================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SCHEDULE 13D --------------------- ----------------- CUSIP No. 449695303 Page 4 --------------------- ----------------- ====================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Herbert A. Allen ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ---------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable ---------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ---------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ---------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ---------------------------------------------------------------------- 7 SOLE VOTING POWER 504,824 ---------------------------------------------------------------------- 8 SHARED VOTING POWER 0 ---------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 504,824 ---------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ---------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 504,824 ---------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ---------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.0% ---------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN ====================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) SCHEDULE 13D --------------------- ------------------ CUSIP No. 449695303 Page 5 --------------------- ------------------ ====================================================================== 1 NAME OF REPORTING PERSON - S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Susan K. Allen ---------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [ ] (b) [X] ---------------------------------------------------------------------- 3 SEC USE ONLY ---------------------------------------------------------------------- 4 SOURCE OF FUNDS* Not Applicable ---------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) or 2(E) [ ] ---------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States ---------------------------------------------------------------------- NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH ---------------------------------------------------------------------- 7 SOLE VOTING POWER 847,775 ---------------------------------------------------------------------- 8 SHARED VOTING POWER 0 ---------------------------------------------------------------------- 9 SOLE DISPOSITIVE POWER 847,775 ---------------------------------------------------------------------- 10 SHARED DISPOSITIVE POWER 0 ---------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 847,775 ---------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] ---------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 1.8% ---------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN ===================================================================== *SEE INSTRUCTIONS BELOW BEFORE FILLING OUT! SEC 1746 (9-88) Page 6 AMENDMENT NO. 24 TO SCHEDULE 13D The Reporting Persons hereby amend their Schedule 13D relating to the Common Stock, $0.02 per share of Cypress BioScience Incorporation (the "Issuer") principally to reflect the sale of shares of the Issuers Common Stock by Allen & Company Incorporated ("ACI") Issuers Common Stock. In this Amendment, the Reporting Persons have omitted certain formerly reporting persons for one of the following reasons: (i) they no longer own any shares of Common Stock or (ii) they own a de minimus amount of Common Stock. The Reporting Persons have also omitted trades made in ACIs capacity as a market maker. Item 5. Interest in Securities of the Issuer (a) As of the close of business on March 31, 2000, the Reporting Persons, by virtue of the language of Rule 13d-3(d)(1)(i), may be deemed to own beneficially in the aggregate the number and percentage of the Issuer's Common Stock set forth below (based upon information provided by the Issuer in its Annual report on Form 10-Q, which reports that the number of shares of Common Stock outstanding, as of November 1, 1999 is 46,163,385).
================================================================= Name Shares Percentage - ----------------------------------------------------------------- Allen Holding Inc. 0 (1) 0.0% Allen & Company Incorporated 1,150,981 (2) 2.4% Herbert A. Allen 504,824 1.0% Susan K. Allen 847,775 1.8%
_____________ (1) Excludes shares owned indirectly through Allen & Company Incorporated ("ACI"). Also, excludes certain shares owned by officers and directors of Allen Holding Inc. (2) Excludes shares in ACIs market making accounts. Excludes certain shares owned by officers and directors of ACI. (c) No transactions were effected by the Reporting Persons within the past 60 days, other than the sales described below and trades effected by ACI in its capacity as a market maker. Page 7
Trades Effected by Allen & Company Incorporated =============================================================================== Price Per Number of Buy (B) or Trade Date Share ($) Shares Sell (S) - ------------------------------------------------------------------------------- 2/18/00 4.080 1,508,817 S - ------------------------------------------------------------------------------- 2/22/00 4.650 630,000 S - ------------------------------------------------------------------------------- 3/3/00 4.557 257,244 S - ------------------------------------------------------------------------------- 3/6/00 4.611 171,496 S - ------------------------------------------------------------------------------- 3/7/00 4.949 757,440 S - ------------------------------------------------------------------------------- ===============================================================================
Trades Effected by Herbert A. Allen ================================================================================ Price Per Number of Buy (B) or Trade Date Share ($) Shares Sell (S) - -------------------------------------------------------------------------------- 3/3/00 4.500 54,888 S - -------------------------------------------------------------------------------- 3/6/00 4.531 37,212 S - -------------------------------------------------------------------------------- 3/7/00 4.857 156,718 S - -------------------------------------------------------------------------------- 3/8/00 6.2969 63,024 S - -------------------------------------------------------------------------------- 3/9/00 6.3750 31,511 S - -------------------------------------------------------------------------------- ================================================================================
Page 8 Trades Effected by Susan K. Allen
======================================================================== Price Per Number of Buy (B) or Trade Date Share ($) Shares Sell (S) - ------------------------------------------------------------------------ 3/3/00 4.625 92,048 S - ------------------------------------------------------------------------ 3/6/00 4.6875 62,405 S - ------------------------------------------------------------------------ 3/7/00 4.75 267,233 S - ------------------------------------------------------------------------ 3/8/00 6.2969 104,896 S - ------------------------------------------------------------------------ 3/9/00 6.3750 52,448 S - ------------------------------------------------------------------------ ========================================================================
Page 9 After reasonable inquiry and to the best of our knowledge and belief, each of the signatories certifies that the information set forth in this Schedule relating to the respective signatory is true, complete and correct. Dated: March 31, 2000 ALLEN HOLDING INC. ALLEN & COMPANY INCORPORATED By: /s/ Gaetano J.Casillo By: /s/ Gaetano J.Casillo ---------------------- -------------------------- Name: Gaetano J. Casillo Name: Gaetano J. Casillo Title: Vice President Title: Vice President 271754 -----END PRIVACY-ENHANCED MESSAGE-----